Corporate Profile

Regulation & Licensing

ETO MARKETS has its headquarters in Sydney, Australia and are supervised by the Australian Securities and Investment Commission (ASIC); ABN 66 155 680 890, AFS Licence No. 420224.

The Australian Securities and Investments Commission (ASIC) are the Australian banking, securities, foreign exchange and retail industry regulators. With the 2001 introduction of the Australian "Securities and Investments Commission Act", ASIC supervises and regulates not only the retail forex market, but also the banking, securities, insurance and other financial sectors and is a vital part of Australia's national financial system.

The basic functions of the ASIC are the maintenance of market integrity and consumer protection. ASIC with its strict enforcement of the regulatory system has long been recognized as one of the world's most rigorous and robust, financial regulatory systems.

ETO MARKETS consistently abides by the laws and regulations of these regulatory authorities, adhering to their strict standards, and preserving adequate capital funds at all times. We also provide financial statements to these regulatory authorities and have maintained a flawless record to date. We endeavour to provide a transparent, impartial and speedy transaction service to all our clients.

According to the Australian Securities and Investments Commission’s (ASIC) regulatory requirements, all of our clients' funds are kept separate in trust accounts of Australia's top banks and are kept independent of ETO markets' company funds.

To meet all of our regulatory obligations, we provide the following documents for you to download:

  • •    Financial Services Guide.
  • •    Product Disclosure Statement.
  • •    Customer Terms.

We strongly recommend that all customers download and read these documents, making sure that you fully understand the nature of foreign exchange and CFD trading, and understand your rights and